HOME BRANCHES IMPORTANT LINKS FINANCIAL PERFORMANCE DOWNLOADS
DSE | CSE

User Name
Password

News & Events of PBSL

24-May-2015
IPO Application Form (A4)

20-Feb-2014
Notice for change Margin Loan Ratio

28-Nov-2013
Notice for Fund Withdrawal in Margin Account

03-Nov-2013
Notice for Affected Investors

19-Jun-2013
Notice for maintaining minimum purchase power in Margin Account

Securities and Exchange Commission (SEC)
About SEC
The Securities and Exchange Commission (SEC) was established on 8th June, 1993 under the Securities and Exchange Commission Act, 1993. The Chairman and Members of the Commission are appointed by the government and have overall responsibility to administer securities legislation. The Commission is a statutory body and attached to the Ministry of Finance.
Mission of SEC
Protect the interests of securities investors.
Develop and maintain fair, transparent and efficient securities markets.
Ensure proper issuance of securities and compliance with securities laws.
Members perform the following functions
Serve as the members of the Commission and supervise its management.
Provide policy direction to industry and staff and promulgate legally binding rules.
Act as an administrative tribunal for decisions on the capital market.
The Commission's main functions are
Regulating the business of the Stock Exchanges or any other securities market.
Registering and regulating the business of stock-brokers, sub-brokers, share transfer agents, merchant bankers and managers of issues, trustee of trust deeds, registrar of an issue, underwriters, portfolio managers, investment advisers and other intermediaries in the securities market.
Registering, monitoring and regulating of collective investment scheme including all forms of mutual funds.
Monitoring and regulating all authorized self regulatory organizations in the securities market.
Prohibiting fraudulent and unfair trade practices relating to securities trading in any securities market.
Promoting investors’ education and providing training for intermediaries of the securities market.
Prohibiting insider trading in securities.
Regulating the substantial acquisition of shares and take-over of companies.
Undertaking investigation and inspection, inquiries and audit of any issuer or dealer of securities, the Stock Exchanges and intermediaries and any self regulatory organization in the securities market.
Conducting research and publishing information.
Contact information of SEC
SECURITIES AND EXCHANGE COMMISSION
Jiban Bima Tower (14th, 15th, 16th & 20th Floor)
10, Dilkusha Commercial Area.
Dhaka 1000, Bangladesh.
Phone: 880-2-9568101-2, 9561525
Fax: 880-2-9563721, 7176604
Web: www.secbd.org
Error: could not connect to database server.Please contact the system administrator.